Qary Mau Fai Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qary Mau Fai Chan (陳茂輝), a licensed Responsible Officer with CE reference ADZ365. Currently licensed at 1 firm(s): Prime China Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 22.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prime China Securities Limited 華大證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-11 | present |
| Prime China Securities Limited 華大證券有限公司 |
RO | Type 4 - Advising on securities | 2017-12-11 | present |
| Prime China Securities Limited 華大證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-04 | 2017-12-11 |
| Prime China Securities Limited 華大證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-04 | 2017-12-11 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-08 | 2017-03-17 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-01-08 | 2017-03-17 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-20 | 2004-01-06 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-06-20 | 2004-01-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Qary Mau Fai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.