Yiu Cheung Poon
潘耀祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Cheung Poon (潘耀祥), a licensed former licensee with CE reference ADX808. This person has 2.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-04 | 2005-11-18 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 - Asset management | 2005-11-04 | 2005-11-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-05 | 2005-10-07 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-24 | 2005-08-29 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-03-24 | 2005-08-29 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-02 | 2005-03-11 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-05-27 | 2005-03-11 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-04-21 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-04-21 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Cheung Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.