Andrew Hei Ming Tong
唐熹明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Hei Ming Tong (唐熹明), a licensed former licensee with CE reference ADX402. This person has 15.4 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-03-22 | 2019-10-22 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-11 | 2019-03-25 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 - Advising on securities | 2018-07-11 | 2019-10-22 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 - Asset management | 2018-07-11 | 2019-10-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-31 | 2019-07-05 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-31 | 2018-07-11 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 - Asset management | 2018-01-31 | 2018-07-11 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-12-15 | 2017-08-09 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 4 - Advising on securities | 2010-12-15 | 2017-08-09 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 9 - Asset management | 2010-12-15 | 2017-08-09 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-05-30 | 2008-06-27 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2007-12-28 | 2010-06-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2007-12-28 | 2008-06-27 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 4 - Advising on securities | 2007-12-05 | 2010-06-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 9 - Asset management | 2007-12-05 | 2010-06-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-07 | 2007-09-13 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-07 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-16 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2007-09-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Hei Ming Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.