Susanna Shun King Lau
劉舜瓊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susanna Shun King Lau (劉舜瓊), a licensed Responsible Officer with CE reference ADX092. Currently licensed at 1 firm(s): Lei Shing Hong Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.6 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-09-10 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-10 |
| Lei Shing Hong Finance Limited 利星行財務有限公司 |
RO | Type 8 - Securities margin financing | Pre-2003 | 2014-12-31 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-09-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Susanna Shun King Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.