Hong Wing Ng
吳匡榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Wing Ng (吳匡榮), a licensed former licensee with CE reference ADU475. This person has 8.2 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-07-08 | 2016-12-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2015-05-28 | 2017-01-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2015-04-02 | 2017-01-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-02 | 2015-04-02 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 - Dealing in securities | 2013-05-14 | 2014-12-24 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-05-14 | 2014-12-24 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-08-03 | 2012-09-26 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-21 | 2012-09-26 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-02-21 | 2012-09-26 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-03 | 2008-01-28 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-12-03 | 2008-01-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hong Wing Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.