Timmy Siu Hon Ng
吳小翰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timmy Siu Hon Ng (吳小翰), a licensed former licensee with CE reference ADS593. This person has 18.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2018-07-23 | 2022-10-31 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-03-16 | 2022-10-31 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-10 | 2015-03-16 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-01 | 2014-12-12 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-01 | 2014-12-12 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-13 | 2014-03-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-02-13 | 2014-03-01 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 4 - Advising on securities | 2011-05-03 | 2013-06-30 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-01-26 | 2013-06-30 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-05-27 | 2013-06-30 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-01 | 2004-05-27 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2003-05-30 | 2004-03-31 |
| Ling Securities Limited 榮業證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-05-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Timmy Siu Hon Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.