Audrey Ai Wei Zau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Audrey Ai Wei Zau (曹靄為), a licensed Representative with CE reference ADS448. Currently licensed at 1 firm(s): Lombard Odier (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.1 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-18 | present |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-18 | present |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 1 - Dealing in securities | 2015-11-06 | 2019-06-30 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 4 - Advising on securities | 2015-11-06 | 2019-06-30 |
| Rothschild & Co Wealth Management Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2015-10-29 | 2015-11-06 |
| Rothschild & Co Wealth Management Hong Kong Limited | Rep | Type 4 - Advising on securities | 2015-10-29 | 2015-11-06 |
| BHI Investment Advisors (Asia) Limited | RO | Type 1 - Dealing in securities | 2011-01-04 | 2015-10-07 |
| BHI Investment Advisors (Asia) Limited | RO | Type 4 - Advising on securities | 2011-01-04 | 2015-10-07 |
| HSBC Trinkaus Investment Management Limited | RO | Type 1 - Dealing in securities | 2005-06-02 | 2010-11-08 |
| HSBC Trinkaus Investment Management Limited | RO | Type 4 - Advising on securities | 2003-08-01 | 2010-11-08 |
| HSBC Trinkaus Investment Management Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-01 |
| HSBC Trinkaus Investment Management Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-10 |
| HSBC Trinkaus Investment Management Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Audrey Ai Wei Zau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.