Ron Chi Ho Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ron Chi Ho Chan (陳志豪), a licensed Responsible Officer with CE reference ADR493. Currently licensed at 1 firm(s): J.P. Morgan Broking (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 17.8 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2024-08-06 | present |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2024-08-06 | present |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2018-11-30 | present |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2018-11-30 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-06-18 | 2016-09-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2014-06-18 | 2018-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-06-18 | 2016-09-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2014-06-18 | 2018-11-30 |
| Octuple (Hong Kong) Limited | RO | Type 9 - Asset management | 2012-02-16 | 2014-05-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-29 | 2010-08-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-03-29 | 2010-08-04 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Ron Chi Ho Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Biing Chyun Hao | Octuple (Hong Kong) Limited | 2012–2014 |