Nim Chi Lo
羅念慈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nim Chi Lo (羅念慈), a licensed Representative with CE reference ADN840. Currently licensed at 1 firm(s): BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-01 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2019-01-01 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-29 | 2018-12-31 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2012-11-29 | 2018-12-31 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-10-27 | 2012-07-31 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2010-10-27 | 2012-07-31 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2009-05-05 | 2010-08-06 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2009-05-05 | 2010-08-06 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2009-05-05 | 2010-08-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nim Chi Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.