Louis Man Fai Kwan
關文輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis Man Fai Kwan (關文輝), a licensed former licensee with CE reference ADG156. This person has 14.5 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-28 | 2019-12-31 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 9 - Asset management | 2018-08-28 | 2019-12-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-09-09 | 2017-05-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-09-09 | 2017-05-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-26 | 2015-09-09 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-09-18 | 2015-02-11 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2013-09-18 | 2015-02-11 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-19 | 2013-09-18 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-07-19 | 2013-09-18 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2011-10-11 | 2013-03-15 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2011-10-11 | 2013-03-15 |
| Hui Xian Asset Management Limited 滙賢房託管理有限公司 |
RO | Type 9 - Asset management | 2011-04-08 | 2011-08-05 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-08-01 | 2011-04-08 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2008-08-01 | 2011-04-08 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2006-06-16 | 2008-05-26 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2006-06-02 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2006-06-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Louis Man Fai Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.