Shuk Yin Chau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Yin Chau (鄒淑賢), a licensed Representative with CE reference ADB483. Currently licensed at 1 firm(s): BEA Union Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 22.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-19 | present |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 - Asset management | 2007-07-19 | present |
| HDH Advisors (HK) Limited | Rep | Type 9 - Asset management | 2006-03-03 | 2006-07-04 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-08 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-08 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 - Asset management | Pre-2003 | 2006-01-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuk Yin Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.