Charles Lee Schmitt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Lee Schmitt, a licensed former licensee with CE reference ACH211. This person has 1.9 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schmitt & Associates Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2005-02-05 |
| Charles Schmitt & Associates Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-02-05 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Lee Schmitt during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.