Francis Yiu Wah Yeung
楊耀華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Yiu Wah Yeung (楊耀華), a licensed former licensee with CE reference ACG885. This person has 17.8 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-11 | 2022-05-15 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-06-14 | 2022-05-15 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-05-17 | 2017-05-17 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-06-10 | 2017-04-27 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-15 | 2017-02-08 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-04-15 | 2015-06-10 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-24 | 2015-03-31 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-07-19 | 2015-03-31 |
| Chanceton Capital Partners Limited 川盟融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-05-03 | 2013-06-09 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-12-09 | 2012-12-03 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-06-24 | 2010-12-09 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-27 | 2009-12-19 |
| KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-06-20 | 2009-12-19 |
| KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-07-08 | 2009-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2005-05-25 | 2009-03-27 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-05-25 | 2009-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-28 | 2005-05-25 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-01-28 | 2005-05-25 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 1 - Dealing in securities | 2004-10-25 | 2005-01-27 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-10-25 | 2005-01-27 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-04 | 2004-10-25 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-10-04 | 2004-10-25 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 1 - Dealing in securities | 2003-09-16 | 2004-08-23 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-09-16 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-09-16 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-23 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Francis Yiu Wah Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.