Sylvia Sau Fan Leung
梁秀芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sylvia Sau Fan Leung (梁秀芬), a licensed Responsible Officer with CE reference ACE865. Currently licensed at 1 firm(s): WRise Capital Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 22.9 years of SFC licence history. Total licence records on file: 37.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Capital Limited 昇世資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-06-30 | present |
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-03-18 | 2026-05-31 |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-12-05 | 2026-03-18 |
| Donvex Capital Limited 富域資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-03-02 | 2025-11-27 |
| Donvex Capital Limited 富域資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-12-08 | 2023-03-02 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 1 - Dealing in securities | 2020-06-29 | 2022-11-29 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 4 - Advising on securities | 2020-06-29 | 2022-11-29 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-09 | 2020-06-29 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-09 | 2020-06-29 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-01-09 | 2022-11-29 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-08 | 2019-11-30 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-08-08 | 2019-11-30 |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-10-16 | 2017-07-09 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-17 | 2017-07-09 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-17 | 2017-07-09 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-09-17 | 2014-10-16 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-12-17 | 2014-09-09 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-25 | 2014-09-09 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-25 | 2014-09-09 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-25 | 2012-12-17 |
| RaffAello Capital Limited | RO | Type 6 - Advising on corporate finance | 2012-07-05 | 2012-10-05 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-04-12 | 2012-06-27 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-06 | 2012-06-27 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-06 | 2012-06-27 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-06 | 2011-04-12 |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-07-08 | 2011-04-06 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-23 | 2011-04-06 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-23 | 2011-04-06 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-06-23 | 2010-07-08 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 9 - Asset management | 2007-05-21 | 2007-12-10 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 1 - Dealing in securities | 2005-08-23 | 2010-05-11 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 4 - Advising on securities | 2005-08-23 | 2010-05-11 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-08-23 | 2010-05-11 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-08-23 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-08-23 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-08-23 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sylvia Sau Fan Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.