Yuk Chun Hsieh
佘玉真
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Chun Hsieh (佘玉真), a licensed former licensee with CE reference ACA339. This person has 9.0 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-23 | 2015-03-31 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 9 - Asset management | 2014-06-23 | 2015-03-31 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2011-06-02 | 2011-06-22 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2011-06-02 | 2011-06-22 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2010-10-28 | 2011-06-22 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2010-10-28 | 2011-06-22 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2010-10-28 | 2011-06-22 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2010-10-28 | 2011-06-22 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-27 | 2011-06-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-05-30 | 2010-10-28 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-08 | 2011-06-02 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2007-03-20 | 2011-06-22 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2007-03-20 | 2011-06-22 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2007-03-20 | 2011-06-22 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-07-15 | 2007-03-20 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-07-15 | 2007-03-20 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-07-15 | 2007-03-20 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-04-06 | 2010-10-28 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2010-10-28 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-16 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2010-10-28 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuk Chun Hsieh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.