Kim Fung Ng
吳劍峯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Fung Ng (吳劍峯), a licensed former licensee with CE reference ABX442. This person has 19.5 years of SFC licence history. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-29 | 2022-12-28 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-04 | 2010-06-11 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-08 | 2007-01-01 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-08 | 2007-01-01 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-01-12 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-01-12 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-12 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-12 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-12 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-12 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-12 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-12 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kim Fung Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.