Kenneth Kin Chung Lai
黎健聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kin Chung Lai (黎健聰), a licensed Responsible Officer with CE reference ABP978. Currently licensed at 1 firm(s): Sunrise Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.9 years of SFC licence history. Total licence records on file: 36.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Asset Management Limited 香港日晟資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-08-15 | present |
| Sunrise Asset Management Limited 香港日晟資產管理有限公司 |
RO | Type 9 - Asset management | 2025-08-15 | present |
| Advent Securities (Hong Kong) Limited 宏智證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-02-02 | 2024-07-08 |
| Space Asset Management Limited 恆宇資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-02-02 | 2024-07-08 |
| Space Asset Management Limited 恆宇資產管理有限公司 |
RO | Type 9 - Asset management | 2024-02-02 | 2024-07-08 |
| Carlyon Asset Management Limited 格理昂資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-10-13 | 2024-01-28 |
| Carlyon Securities Limited 格理昂證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-08-26 | 2024-01-28 |
| Carlyon Asset Management Limited 格理昂資產管理有限公司 |
RO | Type 9 - Asset management | 2022-08-26 | 2024-01-28 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
RO | Type 1 - Dealing in securities | 2016-05-04 | 2021-02-26 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-12-17 | 2015-05-19 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 - Asset management | 2013-10-15 | 2014-08-12 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-12-03 | 2013-09-17 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-11 | 2013-09-17 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-11 | 2013-09-17 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-15 | 2008-07-31 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-15 | 2007-11-01 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-12 | 2006-12-21 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-05-12 | 2006-12-21 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2005-08-08 | 2006-05-03 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-08-08 | 2006-05-03 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-08-08 | 2006-05-03 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 4 - Advising on securities | 2005-08-08 | 2006-05-03 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-08-08 | 2006-05-03 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 9 - Asset management | 2005-08-08 | 2006-05-03 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 9 - Asset management | 2005-08-08 | 2006-05-03 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-08-08 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-08-08 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-08-08 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-25 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-25 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-07-25 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-25 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-25 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-08-08 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-08-08 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenneth Kin Chung Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.