Peter Tat Ming Wong
黃達明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Tat Ming Wong (黃達明), a licensed former licensee with CE reference ABP198. This person has 8.9 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ConvergEx Asia Pacific Limited | RO | Type 1 - Dealing in securities | 2010-12-03 | 2012-05-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-29 | 2010-10-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-18 | 2009-01-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-11-29 | 2006-12-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-12-15 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-11-29 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-12-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-18 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-18 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-11-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-18 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-18 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-11-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-18 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-11-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Tat Ming Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.