Andrew Guy Stiles

CE No. ABE303 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Guy Stiles, a licensed former licensee with CE reference ABE303. This person has 7.0 years of SFC licence history. Total licence records on file: 17.

Information

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Licence history

FirmRoleRegulated activityFromTo
Salisbury Securities Limited
莎利士堡証券有限公司
Rep Type 1 - Dealing in securities 2011-01-03 2013-08-30
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities 2003-12-09 2008-02-13
CLSA Futures Limited
里昂期貨有限公司
Rep Type 2 - Dealing in futures contracts 2003-12-09 2008-02-13
J.P. Morgan Futures Hong Kong Limited Rep Type 2 - Dealing in futures contracts Pre-2003 2003-05-27
J.P. Morgan Futures Hong Kong Limited Rep Type 5 - Advising on futures contracts Pre-2003 2003-05-27
J.P. Morgan Futures Hong Kong Limited Rep Type 7 - Providing automated trading services Pre-2003 2003-05-27
J.P. Morgan Futures Hong Kong Limited Rep Type 9 - Asset management Pre-2003 2003-05-27
J.P. Morgan Broking (Hong Kong) Limited RO Type 1 - Dealing in securities Pre-2003 2003-05-27
J.P. Morgan Securities (Far East) Limited RO Type 1 - Dealing in securities Pre-2003 2003-05-27
J.P. Morgan Broking (Hong Kong) Limited RO Type 4 - Advising on securities Pre-2003 2003-05-27
J.P. Morgan Securities (Far East) Limited RO Type 4 - Advising on securities Pre-2003 2003-05-27
J.P. Morgan Broking (Hong Kong) Limited RO Type 6 - Advising on corporate finance Pre-2003 2003-05-27
J.P. Morgan Securities (Far East) Limited RO Type 6 - Advising on corporate finance Pre-2003 2003-05-27
J.P. Morgan Broking (Hong Kong) Limited RO Type 7 - Providing automated trading services Pre-2003 2003-05-27
J.P. Morgan Securities (Far East) Limited RO Type 7 - Providing automated trading services Pre-2003 2003-05-27
J.P. Morgan Broking (Hong Kong) Limited RO Type 9 - Asset management Pre-2003 2003-05-27
J.P. Morgan Securities (Far East) Limited RO Type 9 - Asset management Pre-2003 2003-05-27

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Guy Stiles during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Alex Yat Ming Leung Salisbury Securities Limited 2011–2013
Rory Edward Richard McAllister Salisbury Securities Limited 2011–2013
Fraser John Thomas Howie CLSA Futures Limited 2003–2008
Michael Lewis Alexander CLSA Futures Limited 2004–2008
Hamish Gordon Cruden Salisbury Securities Limited 2011–2013
Roger Albert John Salisbury Securities Limited 2011–2013
Mary Elizabeth McNamara Watt CLSA Futures Limited 2003–2008
Edward Charles MacQueen CLSA Futures Limited 2003–2006
John David Bird CLSA Futures Limited 2004–2008
Alan Bing Chen CLSA Futures Limited 2003–2008
Polly So Po Ong CLSA Futures Limited 2003–2008
Lucia Yuk Ha Law CLSA Futures Limited 2003–2008
Don Ting Lam CLSA Futures Limited 2003–2008
Robert William Bentley Morrison CLSA Futures Limited 2003–2008
Matthew Albert Ruber CLSA Futures Limited 2003–2008
Donald William Lennox Skinner CLSA Futures Limited 2003–2008
Calvin Kam Ming Tang CLSA Futures Limited 2006–2008
Monica Ze Wa Lam CLSA Futures Limited 2004–2006
Jonathan Sheung Chern Yeoh CLSA Futures Limited 2006–2008
Chau Yuen Chan CLSA Futures Limited 2003–2006
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