Robert Kwok Yan So
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Kwok Yan So (蘇國仁), a licensed Responsible Officer with CE reference ABA369. Currently licensed at 1 firm(s): Telecom King Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 22.9 years of SFC licence history. Total licence records on file: 9.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-01 | present |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-09-19 | present |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-03 | 2019-04-01 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-08-21 | 2017-09-19 |
| Winx International Futures Co., Limited 萬新國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-05-22 | 2017-05-19 |
| New Trend Futures Limited 創新期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-10-19 | 2012-02-29 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2011-10-19 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-10-25 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert Kwok Yan So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.