Walter Chi Keung Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Walter Chi Keung Wu (鄔智強), a licensed Responsible Officer with CE reference AAZ514. Currently licensed at 1 firm(s): Hong Kong Oriental Focus Investment Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.0 years of SFC licence history. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Oriental Focus Investment Management Limited 香港東匯投資管理有限公司 |
RO | Type 4 - Advising on securities | 2026-10-12 | present |
| Hong Kong Oriental Focus Investment Management Limited 香港東匯投資管理有限公司 |
RO | Type 9 - Asset management | 2026-10-12 | present |
| Yonggang International Capital Investment Limited 甬港國際資本投資有限公司 |
RO | Type 4 - Advising on securities | 2022-04-01 | 2025-09-10 |
| Yonggang International Capital Investment Limited 甬港國際資本投資有限公司 |
RO | Type 9 - Asset management | 2022-04-01 | 2025-09-10 |
| Yonggang International Capital Investment Limited 甬港國際資本投資有限公司 |
RO | Type 4 - Advising on securities | 2020-09-22 | 2021-04-06 |
| Yonggang International Capital Investment Limited 甬港國際資本投資有限公司 |
RO | Type 9 - Asset management | 2020-09-22 | 2021-04-06 |
| Rui Feng Asset Management Limited 瑞豊資產管理有限公司 |
RO | Type 9 - Asset management | 2016-12-02 | 2019-07-16 |
| Axial Capital Management Limited | RO | Type 9 - Asset management | 2012-04-26 | 2013-11-13 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 4 - Advising on securities | 2008-10-28 | 2011-07-29 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-10-28 | 2011-07-29 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 9 - Asset management | 2008-10-28 | 2011-07-29 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-12 | 2008-10-28 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-08-12 | 2008-10-28 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 - Asset management | 2008-08-12 | 2008-10-28 |
| Fortis Investment Management Hong Kong Limited | RO | Type 5 - Advising on futures contracts | 2007-10-31 | 2008-02-01 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2008-02-01 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2008-02-01 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2008-02-01 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-07-25 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2008-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Walter Chi Keung Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.