Philip Wan Yu Mok
莫韻餘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Wan Yu Mok (莫韻餘), a licensed former licensee with CE reference AAK403. This person has 20.2 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hexa Asset Management Limited 凱盛資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-06-02 | 2023-09-30 |
| Hexa Asset Management Limited 凱盛資產管理有限公司 |
RO | Type 9 - Asset management | 2015-06-02 | 2023-09-30 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2012-03-08 | 2015-02-28 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 5 - Advising on futures contracts | 2011-06-02 | 2015-02-28 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2011-06-02 | 2015-02-28 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2011-06-02 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2010-10-28 | 2015-02-28 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2010-10-28 | 2015-02-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2010-06-28 | 2012-03-08 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2010-06-28 | 2015-02-28 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2007-03-09 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2006-01-23 | 2011-06-02 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2006-01-23 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2006-01-23 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-07-15 | 2006-01-23 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-07-15 | 2007-03-09 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2003-05-06 | 2010-10-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2003-05-06 | 2010-10-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip Wan Yu Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.