Oi Yee Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oi Yee Kwok (郭靄宜), a licensed Representative with CE reference AAI571. Currently licensed at 2 firm(s): Fulbright Securities Limited, Fulbright Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.2 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-09 | present |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-07-09 | present |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-13 | 2019-07-01 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-13 | 2019-07-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-03-29 | 2017-08-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-07 | 2017-08-28 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-16 | 2016-03-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-11 | 2015-09-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-04 | 2014-05-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-19 | 2013-11-30 |
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-02 | 2010-07-15 |
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-01-01 |
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-10 |
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-10 |
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Oi Yee Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.