Chi Wing Chuk
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wing Chuk (卓志永), a licensed Responsible Officer with CE reference AAI131. Currently licensed at 1 firm(s): Golden Asset Management Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 21.0 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Asset Management Co., Limited 金色資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-08-12 | present |
| Golden Asset Management Co., Limited 金色資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-08-18 | present |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-17 | 2022-07-29 |
| JA Securities Limited 金奧證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-08-20 | 2022-02-28 |
| JA Securities Limited 金奧證券有限公司 |
RO | Type 4 - Advising on securities | 2021-08-20 | 2022-02-28 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2020-08-13 | 2020-11-13 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 4 - Advising on securities | 2020-08-13 | 2020-11-13 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-10 | 2020-08-13 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-10 | 2020-08-13 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-02-19 | 2020-04-30 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-03 | 2020-04-30 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2011-08-24 | 2017-03-31 |
| Vast Harbour Securities Limited 華港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-01 | 2011-06-17 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-14 | 2011-05-21 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-05-14 | 2011-05-21 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-18 | 2008-05-14 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-17 | 2008-03-17 |
| 1Spread Brokerage Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2006-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wing Chuk during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.