Ming Pui Poon
潘明培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Pui Poon (潘明培), a licensed former licensee with CE reference AAF320. This person has 7.8 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2009-11-02 | 2011-04-21 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2009-11-02 | 2011-04-21 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-02 | 2009-11-02 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-06 | 2009-11-02 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 9 - Asset management | 2008-06-06 | 2009-06-20 |
| CICC US Securities, Inc. | RO | Type 1 - Dealing in securities | 2007-08-03 | 2009-06-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-11-01 | 2009-06-03 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-05 | 2005-11-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2005-03-30 | 2005-09-03 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2005-03-30 | 2005-09-03 |
| UBS Securities Asia Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2005-03-30 |
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2005-03-30 |
| UBS Securities Asia Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-30 |
| UBS Securities Hong Kong Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2005-02-07 |
| UBS Securities Hong Kong Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-07 |
| UBS Securities Asia Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-04 |
| UBS Securities Hong Kong Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-02-07 |
| UBS Securities Asia Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-02-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Pui Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.