Victor Lap Lik Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Victor Lap Lik Chu (諸立力), a licensed Responsible Officer with CE reference AAC382. Currently licensed at 3 firm(s): FE Securities Limited, First Eastern Investments Limited, China Merchants China Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 23.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FE Securities Limited 廣利證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-06-15 | present |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 4 - Advising on securities | 2005-06-15 | present |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | present |
| Evolution Asia Investments Limited | RO | Type 1 - Dealing in securities | 2010-09-10 | 2016-09-01 |
| Evolution Asia Investments Limited | RO | Type 6 - Advising on corporate finance | 2010-09-10 | 2019-08-30 |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-06-15 | 2012-12-28 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-04-15 |
| China Canton Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-31 |
| China Canton Management (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-31 |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-31 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-04-15 |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-04-15 |
| China Canton Management (Hong Kong) Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Victor Lap Lik Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.