Shek Wing Lau
劉錫榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shek Wing Lau (劉錫榮), a licensed former licensee with CE reference AAC254. This person has 15.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Supreme China Securities Limited 智華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-24 | 2021-04-29 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-13 | 2017-04-20 |
| Richland Capital Management Limited 富信資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-16 | 2012-07-30 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-31 | 2009-12-11 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-06 | 2006-07-31 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | 2003-09-11 | 2004-12-09 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-12-09 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-03 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-03 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shek Wing Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.