Shing Yun Ma
馬成恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Yun Ma (馬成恩), a licensed former licensee with CE reference AAC120. This person has 23.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Company Limited 平安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-11 | 2026-06-30 |
| Ping An Securities (Hong Kong) Company Limited 平安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-11 | 2026-06-30 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-22 | 2020-03-27 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-22 | 2020-03-27 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-08-16 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2014-08-16 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-11 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-06-03 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Yun Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.