Chiu Lan Wan
尹肖蘭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Lan Wan (尹肖蘭), a licensed former licensee with CE reference AAC886. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 4 — Advising on securities | 2013-11-08 | 2014-06-01 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-25 | 2014-06-01 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-18 | 2013-04-25 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-08-28 | 2014-06-01 |
| Metro Capital Futures Limited 美高期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-05-03 | 2012-05-31 |
| Metro Capital Futures Limited 美高期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-05-03 | 2012-05-31 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2012-05-31 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-05-03 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2012-05-31 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-05-03 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-24 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-06-03 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-24 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-24 |