Chiu Lan Wan
尹肖蘭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Lan Wan (尹肖蘭), a licensed former licensee with CE reference AAC886. This person has 10.9 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 4 - Advising on securities | 2013-11-08 | 2014-06-01 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-04-25 | 2014-06-01 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-18 | 2013-04-25 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-08-28 | 2014-06-01 |
| Metro Capital Futures Limited 美高期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-05-03 | 2012-05-31 |
| Metro Capital Futures Limited 美高期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-05-03 | 2012-05-31 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-05-31 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-05-03 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2012-05-31 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-05-03 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-24 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-06-03 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-24 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chiu Lan Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.