Mary Yun Mui Chia
謝潤梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mary Yun Mui Chia (謝潤梅), a licensed former licensee with CE reference AAF366. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2012-08-02 |
| Metro Capital Futures Limited 美高期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2012-08-02 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2012-08-02 |
| Metro Capital Futures Limited 美高期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2012-10-19 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-28 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 7 — Providing automated trading services | present | 2005-06-03 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 — Asset management | present | 2005-01-28 |
| Metro Capital Futures Limited 美高期貨有限公司 |
RO | Type 9 — Asset management | present | 2005-01-28 |