Dalton Capital (Hong Kong) Limited

萬智投資管理(香港)有限公司
CE No. ALU764 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dalton Capital (Hong Kong) Limited (萬智投資管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ALU764. Current licensed staff on file: 0 (total recorded over time: 10). Earliest licence on file: 2005-07-18.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2005-07-18 2007-06-22
Type 9 - Asset management 2005-07-18 2018-03-22

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (10)

Active on date
Name Activities First licensed To
Jo Ann Chan 陳楚賢 Rep 9 2016-09 2017-08
Henrietta Chun Hang Luk 陸仲珩 RO 1, 9 2005-07 2017-06
Hoi Wai Ma 馬凱威 RO 1, 9 Rep 1, 9 2006-01 2017-06
Thomas Y Yu Lo 盧韋耀 Rep 1, 9 2007-04 2013-12
Andrew Searle Dalton RO 1, 9 2005-07 2011-04
Yunyun Dai 戴芸芸 Rep 9 2008-01 2010-11
William Maxim Renton Parr Rep 1, 9 2006-06 2009-09
Pak Cheong Ip 葉百昌 Rep 9 2007-11 2008-10
Alexander Buchanan Sen Rep 9 2007-08 2008-03
Tak Ho Kung 孔德豪 Rep 9 2007-06 2007-12
Showing 1–10 of 10

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