DBS TD Waterhouse Securities (Hong Kong) Limited
DBS宏達理財證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for DBS TD Waterhouse Securities (Hong Kong) Limited (DBS宏達理財證券有限公司), a Hong Kong-based licensed corporation with CE reference AFE349. Current licensed staff on file: 0 (total recorded over time: 7).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2004-02-13 |
| Type 4 - Advising on securities | Pre-2003 | 2004-02-13 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-13 |
| Type 9 - Asset management | Pre-2003 | 2004-02-13 |
Licensed staff trend
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Total licensed staff, all activities
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Man Leung Kwan 關文亮 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-02 |
| Ka Man Leung 梁嘉雯 | RO 1, 4, 6, 9 | Pre-2003 | 2004-02 |
| Man Lai Ngo 敖文麗 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-02 |
| So Ling Yip 葉素玲 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-02 |
| Richard Thomas William Wilks | RO 1 | Pre-2003 | 2003-12 |
| Siu Kay Chung 鍾兆基 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-10 |
| Juliana Mei Shi Chow 周美思 | RO 1 | Pre-2003 | 2003-08 |
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