Richard Thomas William Wilks
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Thomas William Wilks ( ), a licensed former licensee with CE reference AHM407. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-12-01 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-12-01 |