Man Lai Ngo
敖文麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Lai Ngo (敖文麗), a licensed former licensee with CE reference AFF145. This person has 5.6 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-28 | 2008-11-14 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-06-01 |
| DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-13 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-07 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-19 |
| DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-13 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-07 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-19 |
| DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-13 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-07 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-19 |
| DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-13 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Man Lai Ngo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.