Man Lai Ngo
敖文麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Lai Ngo (敖文麗), a licensed former licensee with CE reference AFF145. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-28 | 2008-11-14 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-06-01 |
| DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-13 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 1 — Dealing in securities | present | 2003-11-07 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-19 |
| DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-13 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 4 — Advising on securities | present | 2003-11-07 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-19 |
| DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-13 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-07 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-19 |
| DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-13 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 9 — Asset management | present | 2003-11-07 |