RBC Futures Services (Asia) Limited

CE No. AAG294 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RBC Futures Services (Asia) Limited, a Hong Kong-based licensed corporation with CE reference AAG294. Current licensed staff on file: 0 (total recorded over time: 34).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 2 - Dealing in futures contracts Pre-2003 2005-10-28
Type 5 - Advising on futures contracts Pre-2003 2005-10-28
Type 9 - Asset management Pre-2003 2003-06-18

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (34)

Active on date
Name Activities First licensed To
Karic Sze Dat Au 區士達 Rep 2, 5, 9 Pre-2003 2005-09
Doris Sau Ying Chan 陳秀瑛 Rep 2, 5, 9 Pre-2003 2005-09
Jazreel Yeun Yee Cheng 鄭婉儀 Rep 2, 5, 9 Pre-2003 2005-09
Christopher Simon Francis Harvey-Fros Rep 2, 5, 9 Pre-2003 2005-09
David Wai Kam Ka 賈偉鑑 RO 2, 5 Rep 2, 5, 9 Pre-2003 2005-09
Francis Shui Pung Ka 賈樹彬 RO 2, 5, 9 Pre-2003 2005-09
Inna King Man Kung 龔敬雯 Rep 2, 5, 9 Pre-2003 2005-09
Josephine Lam 林黃美玲 Rep 2, 5, 9 Pre-2003 2005-09
Rosanna Tsz Kwun Lee 李旨坤 Rep 2, 5, 9 Pre-2003 2005-09
Dara Yuen Ping Leung 梁婉萍 Rep 2, 5, 9 Pre-2003 2005-09
Ting Wah Leung 梁定華 Rep 2, 5, 9 Pre-2003 2005-09
Wing Kit Ling 凌榮傑 Rep 2, 5, 9 Pre-2003 2005-09
Vanessa Luong 梁美雲 RO 2, 5 2005-01 2005-09
Kwok Kee Ng 吳國基 Rep 2, 5, 9 Pre-2003 2005-09
Rosa Chi Fong Sin 冼志芳 Rep 2, 5, 9 Pre-2003 2005-09
Paulo Kwai Wing Tang 鄧季榮 Rep 2, 5, 9 Pre-2003 2005-09
Chun Pang Tsang 曾振鵬 Rep 2, 5, 9 Pre-2003 2005-09
Wai Kay Wong 黃偉基 RO 2, 5 Rep 2, 5, 9 Pre-2003 2005-09
Eleanor Mo Lai Woo 胡慕麗 Rep 2, 5 2005-06 2005-09
Chi Ming Lee 李志明 Rep 2, 5 2004-12 2005-04
Carmen Mo Sheung Yu 余慕嫦 Rep 2, 5, 9 Pre-2003 2005-04
Sam Chun Sing Yu 余振聲 RO 2, 5 2004-10 2005-03
On Nar Ho 何安娜 Rep 2, 5, 9 Pre-2003 2005-02
Christian Leong Hei Chan 陳亮熙 Rep 2, 5, 9 Pre-2003 2004-10
Alice My Hanh Duong 楊惠敏 RO 2 Pre-2003 2004-10
David Chi Keung Wong 黃志強 Rep 2, 5, 9 Pre-2003 2004-09
Hetty Siu Chong Li 李小莊 Rep 2 2004-04 2004-07
William Yat Ming Chow 周逸明 Rep 2, 5, 9 Pre-2003 2004-07
Harris Shu Sum Choi 蔡澍森 Rep 2, 5, 9 Pre-2003 2004-03
Terence Yiu Fai Lee 李耀輝 Rep 2, 5, 9 Pre-2003 2003-11
Edmond Hok Kwan Fung 馮學群 Rep 2, 5, 9 Pre-2003 2003-08
Siu Bing Yip 葉少冰 Rep 2, 5, 9 Pre-2003 2003-07
Christine Boon Tuan Phuar Rep 2, 5, 9 Pre-2003 2003-05
Terrence Kin Ming Cheung 張堅明 Rep 2, 5, 9 Pre-2003 2003-04
Showing 1–34 of 34

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