Sam Chun Sing Yu
余振聲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Chun Sing Yu (余振聲), a licensed former licensee with CE reference ALB815. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 1 — Dealing in securities | 2004-10-14 | 2005-03-03 |
| RBC Futures Services (Asia) Limited | RO | Type 2 — Dealing in futures contracts | 2004-10-14 | 2005-03-03 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-10-14 | 2005-03-03 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 4 — Advising on securities | 2004-10-14 | 2005-03-03 |
| RBC Futures Services (Asia) Limited | RO | Type 5 — Advising on futures contracts | 2004-10-14 | 2005-03-03 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 5 — Advising on futures contracts | 2004-10-14 | 2005-03-03 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 9 — Asset management | 2004-10-14 | 2005-03-03 |