Lehman Brothers Asia Holdings Limited
美國雷曼兄弟亞洲控股有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lehman Brothers Asia Holdings Limited (美國雷曼兄弟亞洲控股有限公司), a Hong Kong-based licensed corporation with CE reference AAE686. Current licensed staff on file: 0 (total recorded over time: 28).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | 2003-08-31 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-31 |
| Type 9 - Asset management | Pre-2003 | 2003-08-31 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (28)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jasjit Singh Bhattal | RO 4, 6, 9 | Pre-2003 | 2003-08 |
| Brian Michael O'Connor | RO 6 | Pre-2003 | 2003-08 |
| Edward Yuan Tse Lee 李淵智 | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Marian Yuen Man Mak 麥沅雯 | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Anuruk Karoonyavanich | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Kelvin Teik Chye Ho | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Kenneth Lau 劉皓之 | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Neel Laungani | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Qiang Quan 全強 | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Wei Peng Tan 陳威頻 | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Shirley Mei Fung Chan 陳美鳳 | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Scott Chen | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Wei Chen 陳蔚 | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Yu Min Chua | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Liza Yap Co | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Ik Soo Kim | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Lalit Chandra Choudary Pamulapati | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Hong Quan 全弘 | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Ranjeet Singh Sibia | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| David S Bakst | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| William Sterett Bowmer III | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Wun Sheung Alison May Chan 陳韻湘 | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Jun Ping Wang 王君平 | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Marco Chi Duen Wong | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Daniel Marc Freeman | Rep 4, 6, 9 | Pre-2003 | 2003-07 |
| Sharon Mei-Yin Sng | Rep 4, 6, 9 | Pre-2003 | 2003-07 |
| Lun-Hung Reynold Kuo 郭倫宏 | Rep 4, 6, 9 | Pre-2003 | 2003-05 |
| Ken I Siazon | Rep 4, 6, 9 | Pre-2003 | 2003-05 |
Showing 1–28 of 28