Ken I Siazon

CE No. ADW357 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken I Siazon (), a licensed former licensee with CE reference ADW357. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Lehman Brothers Asia Holdings Limited
美國雷曼兄弟亞洲控股有限公司
Rep Type 4 — Advising on securities present 2003-05-30
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 4 — Advising on securities present 2003-05-30
Lehman Brothers Asia Holdings Limited
美國雷曼兄弟亞洲控股有限公司
Rep Type 6 — Advising on corporate finance present 2003-05-30
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 6 — Advising on corporate finance present 2003-05-30
Lehman Brothers Asia Holdings Limited
美國雷曼兄弟亞洲控股有限公司
Rep Type 9 — Asset management present 2003-05-30
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 9 — Asset management present 2003-05-30

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