Hong Kong SFC Licensed Individuals Directory

Wing Sze (SFC:BPY350) Lam CE BPY350 - ceased Tao (SFC:BQA734) Li CE BQA734 - ceased Mengning Li CE BQE970 - ceased Yin Tsun Eugene Lau CE BQS292 - ceased Feiqiao Li CE BQY965 - ceased Shun Ting Lo CE BRA120 - ceased Liu (SFC:BRA448) Liu CE BRA448 - ceased Ashley George Lambert CE BRD668 - ceased Wei (SFC:BRL118) Lin CE BRL118 - active, China Merchants Securities (HK) Co., Limited Yat Fung Lam CE BRO062 - ceased Yuemin (SFC:BRO945) Li CE BRO945 - ceased Yee Ching (SFC:BRQ259) Lau CE BRQ259 - ceased Peiyu Liu CE BRR033 - ceased Tao Liang CE BRV621 - ceased Hoi Kan Li CE BRX520 - ceased Yong (SFC:BSA373) Luo CE BSA373 - ceased Jianxing Lai CE BSC937 - ceased Luoying Lin CE BSF708 - ceased Donglin Lu CE BSM051 - ceased Zexin Li CE BSX129 - ceased Chia Chun Lin CE BSX179 - ceased Meixu Liu CE BSY426 - ceased Huaiyu Lu CE BSY486 - ceased Tsam Yi Lam CE BTC083 - ceased Shu Sum Leung CE BTH889 - ceased Xiufeng Li CE BTK910 - ceased Ka Wai (SFC:BTL327) Lee CE BTL327 - ceased Shing Yan Kenelm Li CE BTT999 - ceased Chenyuan Liu CE BTU831 - ceased Chengtian Lian CE BTX733 - ceased Mengxing Lin CE BTY309 - ceased Tsz Ning Janice Leung CE BUC679 - ceased Yinzi Luo CE BUE075 - ceased Chun Fung (SFC:BUH366) Li CE BUH366 - ceased Jiafan (SFC:BUI498) Li CE BUI498 - active, UBS Securities Hong Kong Limited Zeyu Lai CE BUI798 - ceased Tao (SFC:BUY262) Li CE BUY262 - ceased Lauren Yikching Leung CE BVA717 - ceased Yueh-Jung Lee CE BVD274 - ceased Zongjie Lin CE BVG185 - ceased Shih Yi Lim CE BVG202 - ceased Xiwa Li CE BVI147 - ceased Ying (SFC:BVQ992) Lin CE BVQ992 - ceased Nian (SFC:BVS931) Liu CE BVS931 - ceased Haiping Lan CE BVV836 - active, Lazard Asia (Hong Kong) Limited Hanyu Liu CE BWN891 - ceased Chang Le CE BWP651 - ceased Chao (SFC:BWX124) Li CE BWX124 - ceased Yue (SFC:BWY580) Lin CE BWY580 - ceased Gerard Gabriel Leon Millet CE AAI902 - ceased Regina Yim Ming Mui CE ABF335 - ceased Gary Ming Fai Ma CE ABS575 - ceased Barry Chung Tat Mok CE ACH918 - ceased Lillian Mak CE ADZ383 - ceased Colin Holland Milton CE AEU887 - ceased Kazuyoshi Mizukoshi CE AGP398 - ceased John Mitchell CE AGQ599 - ceased Bruce Ian MacDiarmid CE AHQ486 - ceased Ronie Yee Man Mak CE AHR092 - ceased Lavender Tsz Sai Man CE ALA302 - ceased Ho Choi Gracie Joyce Man CE ALC337 - ceased Winds Tin Yat Mo CE ALC482 - ceased Paul Edward Mitchell CE ALW951 - ceased Vineet Mishra CE ALY547 - ceased Kevin Kai Chun Mak CE ANG151 - ceased Chaoyang Miao CE ANZ536 - ceased John Mason CE AOV707 - ceased Shifeng Mu CE AQZ530 - ceased Anita Yi Man Man CE ARH220 - ceased Huihui Mao CE ASP314 - ceased Shaun Robert Mullen CE AXD093 - ceased Xiaohong Mai CE AYR633 - ceased Andrew Chong Kwan Maloy CE AYW719 - ceased John Ho Bun Mak CE AZM714 - ceased Jason Chi Kit Mak CE AZR697 - ceased Jun (SFC:AZS737) Ma CE AZS737 - ceased Jennie Jiayin Ma CE AZU645 - ceased Enrico Alfredo Massi CE BAD784 - ceased Robert Barker Barrington McCormack CE BAE533 - ceased Xiaolei Ma CE BAM200 - ceased Mei Kuen Mak CE BBZ805 - ceased Jonathan William McLean CE BEI898 - ceased Tsz Tsun Mak CE BFH216 - ceased Shing Sum Mak CE BIL593 - ceased Olivia Ho Kiu Mok CE BIM846 - ceased Kwong Wai (SFC:BIR354) Man CE BIR354 - ceased Calvin Hong Ching Ma CE BJK919 - ceased Jun Martin CE BJO396 - ceased Ka Ho Wallace Mui CE BKU044 - ceased Priesh Mistry CE BLR667 - ceased Wah Kit Mok CE BLV150 - ceased Duncan Rodney James Mann CE BMQ347 - ceased Huan (SFC:BOD100) Ma CE BOD100 - ceased Zhengwen Mou CE BOG478 - ceased Ho Yan Mok CE BPF954 - ceased Yuyang Meng CE BPJ486 - ceased Chun Hung Mok CE BPQ831 - ceased Kai Hin Mok CE BPW152 - ceased Xi Miao CE BQH325 - ceased Tongjia Mou CE BRG939 - ceased Wai Ching Mak CE BRO061 - ceased Fanzhe Meng CE BRZ525 - ceased Yue (SFC:BSF529) Ma CE BSF529 - ceased John William McLean CE BVH399 - ceased Arthur Ng CE ABS432 - ceased William Stewart Nichol CE ABW697 - ceased Kai Shing Ng CE ADN163 - ceased Hin Sing Ng CE AGJ704 - ceased Richard Ray Nieto CE AGP734 - ceased Eric Victor Linley Kwet Chen Ng Tung Hing CE AHF906 - ceased Suk Fan Ng CE AKO511 - ceased Wing Luen Ng CE ALN384 - ceased Cheuk Him (SFC:AMU889) Ng CE AMU889 - ceased Chit Ying Ng CE APC883 - ceased Yuk Kwan (SFC:APK357) Ng CE APK357 - ceased Maisie Mei See Ng CE APO635 - ceased Ka Yu (SFC:AVE769) Ng CE AVE769 - ceased Ka Pui Ngai CE AVY430 - ceased Simon John North CE AWW748 - ceased Kevin Kwan Ho Ng CE AYM526 - ceased William Arthur Thomas Nourse CE AYR058 - ceased Karen Ka Ki Ng CE AYR850 - ceased Patrick Pak To Ng CE AYV681 - ceased Wilson Chi Hin Ng CE AYW720 - ceased Cheng Kang Ng CE AZC813 - ceased Amy Tsung-Ling Ng CE AZF632 - ceased Sean Heng Tiong Ng CE AZJ318 - ceased Weicong Ni CE BCO973 - ceased Daniel Fabio Nussbaum CE BDV169 - ceased Abhijit Shirish Navlekar CE BDV540 - ceased Wing Yu Ng CE BFX361 - ceased Christopher Ho Wai Ngai CE BFY250 - active, BOCI Asia Limited Loretta Ng CE BGN230 - ceased Tsz Ying (SFC:BGO741) Ng CE BGO741 - ceased Masahiro Nakashima CE BHC542 - ceased Felix Sheuk Sze Ng CE BIW056 - ceased Vincent Ka-Fai Ng CE BJQ450 - ceased Mei Yee (SFC:BJX576) Ng CE BJX576 - ceased Kwan Ng CE BKD311 - ceased Katie Sze Yung Ng CE BNU190 - ceased Ka Ying (SFC:BQL493) Ng CE BQL493 - ceased Cheuk Him Ivan Ng CE BRQ096 - ceased Wee Tong Andy Neo CE BUY906 - ceased Harold Douglas Naysmith CE BVC373 - ceased Ka Thai Ong CE AAC815 - ceased Brian Michael O'Connor CE ABG705 - ceased Donald Edward Osborn CE AGQ600 - ceased Lee Hsien Ong CE ATR168 - ceased Yeung Geun Oh CE AYQ636 - ceased Robert Timothy Owen CE BHF764 - ceased Sek Hey Seky Or CE BKJ633 - ceased Chin Bong On CE BKR852 - ceased Qingtian Ouyang CE BLV152 - ceased Calvin John O'Shaughnessy CE BMV914 - ceased Yitong Ou CE BOX234 - ceased Linshan Ouyang CE BQA722 - ceased Jonathan Charles Pyne CE ABM537 - ceased Louis Wai Yan Pong CE AEZ702 - ceased Wing Sze Pang CE AHR796 - ceased Michael Lai Yin Poon CE AHU071 - ceased Nicolas Pouliot CE AJO505 - ceased Eric Hing Yin Pak CE ALI756 - ceased Chi Ho Poon CE ALN388 - ceased Matthew David Peregrine-Jones CE ALP970 - ceased Min Pan CE ALV329 - ceased Kenneth Jonathan Phillips CE AMK094 - ceased Chia Chuan Pan CE AQF584 - ceased Peter Chun Ming Pang CE AQT313 - ceased Megan Ce Peng CE AQX492 - ceased Glen Douglas Plumbridge CE ARW888 - ceased Wai Lun Alan Poon CE AUC492 - ceased Albert Wai Yip Poon CE AUQ296 - ceased Xin (SFC:AVT238) Peng CE AVT238 - ceased Keen Hoong Putt CE AVT517 - ceased Dennis Plomp CE AXK200 - ceased Supatchaya Parapiboon CE AYR646 - ceased Mark Patrick Pankhurst CE AYR802 - ceased Panayiotis Plakidis CE AYY896 - ceased Dongbok Park CE AZG703 - ceased Bo (SFC:AZJ761) Pang CE AZJ761 - ceased Wing Kuen Pang CE AZR491 - ceased Junjie Pu CE AZR742 - ceased Chen (SFC:BAE848) Peng CE BAE848 - ceased Philip Partnow CE BBE388 - ceased Florian Christian Pecher CE BBJ298 - ceased Jacques Robert Plaa CE BCC069 - ceased Wenxian Jocelyn Pan CE BCE781 - ceased Yang (SFC:BCK449) Pan CE BCK449 - ceased Jean-Baptiste Marie Peloux de Reydellet de Chavagnac CE BDT687 - ceased Heidi Hoi Yiu Pong CE BGB548 - ceased Yick Lai Pang CE BGP988 - ceased Nicolas Stephane Jean Pillet CE BGX405 - ceased Tat Fung Poon CE BHV384 - ceased Catherine Marie Claire Portais CE BHW635 - ceased Noemie Alize Peiffer CE BID249 - ceased Christophe Stanislas Pierre Peron CE BIO001 - ceased Hei Yee Poon CE BIV824 - ceased Yik Hang Poon CE BJJ554 - ceased Teddy Tingquin Poon CE BJY370 - ceased Lok Yee Po CE BLT520 - ceased Ronald Lok Hang Poon CE BLW074 - ceased Gregory Iain Peirce CE BMZ609 - ceased Pui Yue Pang CE BOA514 - ceased Sihao Peng CE BQI033 - ceased Matthew Pawluk CE BQZ930 - ceased Siyu (SFC:BRQ089) Peng CE BRQ089 - ceased Yi Pei CE BVU971 - ceased Guorong Qian CE AHD518 - ceased Xiaotian (SFC:AXM873) Qin CE AXM873 - ceased Zi Yue Qi CE AYC998 - ceased Steven Hao Qiu CE AYR647 - ceased Mengya Qian CE AYW723 - ceased Liang (SFC:AZC815) Qian CE AZC815 - ceased Ming (SFC:BAC067) Qi CE BAC067 - ceased Yanqiao Qi CE BAC178 - ceased Fangyun Qu CE BCJ978 - ceased Yujia Qiu CE BID374 - ceased Hongji Qi CE BIS994 - ceased Xuanyu Qin CE BLD350 - ceased Linjing Qian CE BLN937 - ceased Linna Qi CE BNO050 - ceased Nizar Saleh Hamad Qallab CE BNV417 - ceased Yijie Qiao CE BNX896 - ceased Guoquan Qiu CE BPH565 - ceased Cheng (SFC:BSA311) Qian CE BSA311 - ceased Liuzhen Qiu CE BSJ152 - ceased Jonathan Shiou Yong Quek CE BVA250 - ceased Lily Ahn Riddick CE AGA315 - ceased Jason Adam Rothstein CE AQW002 - ceased Charles-Edouard Paul Guy Rigoux CE AVW305 - ceased Joaquin Alberto C. Rodriguez Torres CE AYR855 - ceased Rohan Rajesh Ranavat CE AZC816 - ceased Joshua Neil Rosenbaum CE AZT692 - ceased Guillaume Hugo Geoffrey Raux CE BAL047 - ceased Anthony Root CE BCF175 - ceased Zhong (SFC:BEB658) Ren CE BEB658 - ceased Geoffrey Michael Reilly CE BFV214 - ceased Ying (SFC:BJJ188) Ren CE BJJ188 - ceased Alexander James Howarth Reus CE BKZ628 - ceased Mohul Roy CE BNO309 - ceased Yao Rong CE BNV445 - ceased Ashwani Kumar Roy CE BOJ282 - ceased Jasper Reiser CE BPF562 - ceased Tanveer Rahman CE BQE317 - ceased Oksana Revenko CE BRH405 - ceased Yida Ren CE BUC143 - ceased Han Ruan CE BVF441 - ceased Desmond Tak Yan Sun CE AAF691 - ceased Tak Chiu Sun CE ABN579 - ceased Steven Michael Shafran CE ACD714 - ceased