Carol Chi Lai Nguyen
阮智麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Chi Lai Nguyen (阮智麗), a licensed former licensee with CE reference AJM281. This person has 0.1 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-03-02 | 2004-03-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carol Chi Lai Nguyen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.