Joseph Kin To Lai
賴建濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Kin To Lai (賴建濤), a licensed former licensee with CE reference AER808. This person has 5.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iTTa Capital Limited 意達資本有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-24 | 2011-10-24 |
| iTTa Capital Limited 意達資本有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-24 | 2011-10-24 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-03-24 | 2011-10-24 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-07 | 2011-03-15 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-07 | 2011-03-15 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 - Asset management | 2011-03-07 | 2011-03-15 |
| Henyep Capital Management Limited 興業資本管理有限公司 |
RO | Type 4 - Advising on securities | 2005-12-20 | 2008-07-10 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-24 | 2005-12-20 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-21 |
| iBest Consultants Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-19 |
| iBest Consultants Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-03-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Kin To Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.