Joseph Kin To Lai
賴建濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Kin To Lai (賴建濤), a licensed former licensee with CE reference AER808. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iTTa Capital Limited 意達資本有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-24 | 2011-10-24 |
| iTTa Capital Limited 意達資本有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-24 | 2011-10-24 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-03-24 | 2011-10-24 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-07 | 2011-03-15 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-07 | 2011-03-15 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 — Asset management | 2011-03-07 | 2011-03-15 |
| Henyep Capital Management Limited 興業資本管理有限公司 |
RO | Type 4 — Advising on securities | 2005-12-20 | 2008-07-10 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-24 | 2005-12-20 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | present | 2005-03-21 |
| iBest Consultants Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-11-19 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | present | 2005-03-21 |