Ka Yan Kwong
鄺嘉茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yan Kwong (鄺嘉茵), a licensed former licensee with CE reference ARP596. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lighthorse Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2012-01-17 | 2012-05-24 |
| Lighthorse Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2012-01-17 | 2012-05-24 |
| Tribridge Investment Partners Limited | Rep | Type 4 — Advising on securities | 2008-11-14 | 2011-11-30 |
| Tribridge Investment Partners Limited | Rep | Type 9 — Asset management | 2008-11-14 | 2011-11-30 |