James Fong Lim
李振球
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Fong Lim (李振球), a licensed former licensee with CE reference ADZ899. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS International Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2005-10-26 | 2007-04-01 |
| UBS International Hong Kong Limited |
RO | Type 4 — Advising on securities | 2005-10-26 | 2007-04-01 |
| UBS International Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2005-05-04 | 2005-10-26 |
| UBS International Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2005-05-04 | 2005-10-26 |