Roger Sen Boon Lam
林盛邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Sen Boon Lam (林盛邦), a licensed former licensee with CE reference ARD577. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS International Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2008-06-13 | 2012-12-08 |
| UBS International Hong Kong Limited |
RO | Type 4 — Advising on securities | 2008-06-13 | 2012-12-08 |