Roger Sen Boon Lam
林盛邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Sen Boon Lam (林盛邦), a licensed former licensee with CE reference ARD577. This person has 4.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS International Hong Kong Limited | RO | Type 1 - Dealing in securities | 2008-06-13 | 2012-12-08 |
| UBS International Hong Kong Limited | RO | Type 4 - Advising on securities | 2008-06-13 | 2012-12-08 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Roger Sen Boon Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Charles Yiu Wing Chiu | UBS International Hong Kong Limited | 2008–2012 |
| Catherine Marie Lapadula | UBS International Hong Kong Limited | 2008–2012 |
| David Po Ming Toong | UBS International Hong Kong Limited | 2008–2010 |
| Wing Chi Wong | UBS International Hong Kong Limited | 2010–2011 |