James Ching Sau Wong

王正修
CE No. AAF903 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ching Sau Wong (王正修), a licensed former licensee with CE reference AAF903. This person has 0.1 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Tai Wah Securities Limited
大華證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-05-01
Tai Wah Securities Limited
大華證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-05-01
Tai Wah Securities Limited
大華證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-05-01
Tai Wah Securities Limited
大華證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-05-01

Worked alongside

The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as James Ching Sau Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Anthony Ka Tsun Ip Tai Wah Securities Limited 2003
Chi Wah Ma Tai Wah Securities Limited 2003
Mabel Chung Kwai Lo Tai Wah Securities Limited 2003
Siu Hing Choi Tai Wah Securities Limited 2003
Spencer Kwong Tim Lam Tai Wah Securities Limited 2003
Man Hong Li Tai Wah Securities Limited 2003
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