Spencer Kwong Tim Lam
林廣添
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Spencer Kwong Tim Lam (林廣添), a licensed former licensee with CE reference ACE533. This person has 0.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Wah Securities Limited 大華證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-11-06 |
| Tai Wah Securities Limited 大華證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-11-06 |
| Tai Wah Securities Limited 大華證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-06 |
| Tai Wah Securities Limited 大華證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-11-06 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Spencer Kwong Tim Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Anthony Ka Tsun Ip | Tai Wah Securities Limited | 2003 |
| Siu Hing Choi | Tai Wah Securities Limited | 2003 |
| Mabel Chung Kwai Lo | Tai Wah Securities Limited | 2003 |
| Chi Wah Ma | Tai Wah Securities Limited | 2003 |
| James Ching Sau Wong | Tai Wah Securities Limited | 2003 |
| Man Hong Li | Tai Wah Securities Limited | 2003 |