Maria Man Yee Lau
劉曼儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maria Man Yee Lau (劉曼儀), a licensed former licensee with CE reference AAA051. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Sea Securities Limited 立生證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2022-07-31 |
| North Sea Securities Limited 立生證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-07-21 |
| North Sea Securities Limited 立生證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-07-21 |
| North Sea Securities Limited 立生證券有限公司 |
RO | Type 9 — Asset management | present | 2004-07-21 |