Polly Chor Fun Sun
孫楚芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Polly Chor Fun Sun (孫楚芬), a licensed former licensee with CE reference AEO591. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Capital Asia Limited 大華亞洲策略有限公司 |
RO | Type 1 — Dealing in securities | 2008-05-13 | 2008-09-08 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-01 | 2008-05-01 |
| North Sea Securities Limited 立生證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-30 |
| North Sea Securities Limited 立生證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-30 |
| North Sea Securities Limited 立生證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-30 |
| North Sea Securities Limited 立生證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-30 |