Athena Mok

莫菀蘭
CE No. AGK968 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Athena Mok (莫菀蘭), a licensed former licensee with CE reference AGK968. This person has 1.3 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
North Sea Securities Limited
立生證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-08-03
North Sea Securities Limited
立生證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-08-03
North Sea Securities Limited
立生證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-08-03
North Sea Securities Limited
立生證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-08-03

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Athena Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wah Nam Chen North Sea Securities Limited 2003–2004
Kit Hing Kwan North Sea Securities Limited 2003–2004
Shuk Fun Ho North Sea Securities Limited 2003–2004
Maria Man Yee Lau North Sea Securities Limited 2003–2004
Kwei Hai Mak North Sea Securities Limited 2003–2004
Shui Bun Mak North Sea Securities Limited 2003
Polly Chor Fun Sun North Sea Securities Limited 2003
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