Mark Ridgway

CE No. BBW379 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Ridgway, a licensed former licensee with CE reference BBW379. This person has 0.6 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
Legg Mason International Equities (Hong Kong) Limited
美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務)
Rep Type 1 - Dealing in securities 2013-09-18 2014-04-30

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Mark Ridgway during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Lin Shi Legg Mason International Equities (Hong Kong) Limited 2013–2014
Winnie Chan Legg Mason International Equities (Hong Kong) Limited 2013–2014
Yee Leng Yuen Legg Mason International Equities (Hong Kong) Limited 2013–2014
Mei Shan Chan Legg Mason International Equities (Hong Kong) Limited 2013–2014
Lai Sze Chan Legg Mason International Equities (Hong Kong) Limited 2013–2014
Samantha Shuk Yee Ho Legg Mason International Equities (Hong Kong) Limited 2013
Jim Kandunias Legg Mason International Equities (Hong Kong) Limited 2013
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